Leave No Money Behind
Louis Dupart
|
Volume 1, Issue 2
- October 2005
Colleges and universities are continually
looking for new sources of funds. Naturally,
people turn to Washington, D.C. and the
federal appropriations process – especially
the Fund for Post Secondary Education (FPSE).
But, like a field that has been plowed over
and over, this source of funds is generating
a lower yield because there are too many
requests and not enough money. The answer is
to target little used federal accounts that
can be promising sources for funding. For
example, federal money is available for
highway and related infrastructure such as
garages, sidewalks, overpasses, trails and
bikeways, environmental clean up, capital
building programs, historic preservation,
technology upgrades, and outreach to local
communities to name just a few.
The key to success is a well-orchestrated
campaign. This begins with identifying the
institution’s specific needs including both
capital and programmatic needs and then
prioritizing the requests. Once this is done
a careful triage has to be undertaken to
ensure that the requests that are pursued
are reasonable given the constraints on
federal resources. Fortunately, since money
is fungible, it can be moved around. This
offers an institution the opportunity to
fund a project for which the school has
already allocated funds if that project
either stands a higher chance of being
successful or the normal funding amount is
more significant than those on the priority
list. Any money obtained for this project
allows current funding to be freed up for
another project.
Success is not guaranteed. The requesting
institution needs some luck, but more
importantly a Member of Congress or Senator
who has the “juice” to get the request
funded. This is not a question of being a
Republican or a Democrat, but rather, is the
Member someone who has the seniority,
respect, committee assignment, or the “need”
to generate the attention from the
appropriations Committee Staff to fund the
project. Need, in this context, is defined
as the belief that funding the project will
help the Member’s popularity back home.
Republican and Democratic leadership
frequently fund projects in vulnerable or
junior Members’ districts to arm them with a
quiver of projects to demonstrate that they
are effective in helping their
constituents.
Beyond finding a Congressional champion, the
project must
be well thought out and be presented in a
user-friendly manner. Too often, schools
send in a list of requests to their Members
of Congress that are not well defined. This
problem can be easily avoided by undertaking
a dialogue with the Member of Congress and
his staff. By developing a priority list
early, usually in the fall, it is possible
to meet with Staff and Member to obtain
their thoughts on each project.
New entrants into the process need to
introduce themselves by visiting Washington
and meeting with the Member and Staff. Face
to face meetings with top school
representatives signal to the Member that
the project is indeed a priority. It is an
opportunity to clearly lay out why a
particular project will help their
constituents and ask for the Members
support. Members do not like to say no. If
the project helps an institution in the
district and has the backing of the
community, it makes it easier to say yes.
It is critical that the projects be
shepherded through the process. This is both
a procedural and substantive process.
Procedurally, it is critical to meet the
deadlines established by each office and the
relevant Committees. Requests are often
adjusted on short notice or even switched
from one account to another at the last
minute to increase the chance of success.
One must be able to react quickly.
The foregoing is a basic plan, but, like
building a home, it is a daunting process
for those who want to do it themselves. Many
institutions attempt it themselves and
achieve limited success. It is relatively
easy to get a grant of $100,000 to $250,000.
The real money is obtaining total grants
year after year of $1 million or more.
A lobbyist who knows the process and has
worked with colleges and universities is
invaluable. They know the Members and their
staff and can help refine the requests.
They can help to “game” the requests to make
it much harder for a Member to say no by
placing them in categories that have both
the highest chance of being funded as well
as obtaining the largest amount possible.
Their goal is to leave no money behind. They
know the hidden paths to success and how to
put the project back on track if it has
gotten lost in the sea of requests each
office gets each year. Indeed, each member
of Congress receives hundreds of requests
each year and is only able to fund a small
number of them. The lobbyist is particularly
helpful with smaller
institutions that
are just starting to build relationships in
Washington. Their experience and knowledge
of the staffs and direct relationships with
Members facilitates and expedites the
relationship building process.
A good lobbyist will have a track record of
success. Since their clients are a matter of
public record, you can see for whom they
have worked and you should ask for their
track record. The best way to do this is to
carefully examine their references and ask
how they have fared over a series of years.
Are they keeping clients for a number of
years or simply flipping them from one year
to the next, not providing quality service
to any of them?
Washington is an important source of
funding. It should not be overlooked; but it
needs to be addressed by a systematic and
well-organized campaign designed to yield
maximum revenue over multiple years ensuring
that no money is left behind.
Louis Dupart is an Associate with
Fleishman and Walsh, LLP.
|